Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARCADIA SECURITIES, LLC | 44656 | Calidi Biotherapeutics, Inc. | 1758478 | 06/29/2023 | D | $25,000,000 | $4,999,975 |
| ARCADIA SECURITIES, LLC | 44656 | AseptiScope, Inc. | 1732367 | 06/10/2020 | D/A | $7,235,618 | $4,800,613 |
| ARCADIA SECURITIES, LLC | 44656 | AseptiScope, Inc. | 1732367 | 05/20/2020 | D | $7,235,618 | $4,225,614 |
| ARCADIA SECURITIES, LLC | 44656 | TRUE HEALTH INC. | 1804472 | 02/26/2020 | D | Indefinite | $4,000,001 |
| ARCADIA SECURITIES, LLC | 44656 | Neumentum, Inc. | 1720959 | 09/06/2019 | D/A | $7,000,000 | $3,020,000 |
| ARCADIA SECURITIES, LLC | 44656 | SCIENTIFIC INDUSTRIES INC | 87802 | 03/04/2022 | D | $3,000,008 | $3,000,008 |
| ARCADIA SECURITIES, LLC | 44656 | Neumentum, Inc. | 1720959 | 11/15/2019 | D | $7,000,000 | $2,663,000 |
| ARCADIA SECURITIES, LLC | 44656 | Circulogene Theranostics, Inc. | 1646728 | 09/01/2022 | D/A | $5,000,000 | $2,590,000 |
| ARCADIA SECURITIES, LLC | 44656 | NERVGEN PHARMA CORP. | 1751912 | 08/25/2020 | D | $5,357,419 | $2,194,379 |
| ARCADIA SECURITIES, LLC | 44656 | NERVGEN PHARMA CORP. | 1751912 | 08/25/2021 | D/A | $5,357,419 | $2,194,379 |