Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CARLOS ALBERTO HUERTA | 3042039 | COLI VUL-10 SERIES ACCOUNT | 1384814 | 12/07/2009 | D/A | Indefinite | $9,012,289 |
| CARLOS ALBERTO HUERTA | 3042039 | COLI VUL-10 SERIES ACCOUNT | 1384814 | 11/20/2009 | D | Indefinite | $5,513,034 |