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Broker-Dealers on SEC Form D for CARLOS ALBERTO HUERTA

Form Ds provide information on individual, unregistered securities offerings.

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Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
CARLOS ALBERTO HUERTA3042039COLI VUL-10 SERIES ACCOUNT138481412/09/2009D/AIndefinite$992,779
CARLOS ALBERTO HUERTA3042039COLI VUL-10 SERIES ACCOUNT138481407/17/2009DIndefinite$882,601
CARLOS ALBERTO HUERTA3042039NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585608/27/2009D$600,000$250,000
CARLOS ALBERTO HUERTA3042039NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/08/2010D/A$600,000$250,000

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