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Broker-Dealers on SEC Form D for CARLOS ALBERTO HUERTA

Form Ds provide information on individual, unregistered securities offerings.

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Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
CARLOS ALBERTO HUERTA3042039COLI VUL-10 SERIES ACCOUNT138481412/07/2009D/AIndefinite$4,222,464
CARLOS ALBERTO HUERTA3042039COLI VUL-10 SERIES ACCOUNT138481411/20/2009DIndefinite$3,923,483
CARLOS ALBERTO HUERTA3042039COLI VUL-10 SERIES ACCOUNT138481412/16/2009DIndefinite$2,030,257
CARLOS ALBERTO HUERTA3042039NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/19/2010D$3,304,759$1,152,165

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