Potomac Analytics' Logo

Broker-Dealers on SEC Form D for MELLON FINANCIAL MARKETS, LLC

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 10 out of 10 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MELLON FINANCIAL MARKETS, LLC17454PACIFIC LIFE INSURANCE CO108042910/06/2010D/AIndefinite$61,220,000,000
MELLON FINANCIAL MARKETS, LLC17454PACIFIC LIFE INSURANCE CO108042901/25/2010D/AIndefinite$52,062,500,000
MELLON FINANCIAL MARKETS, LLC17454MORGAN STANLEY FUNDS PLC140142611/07/2012D/AIndefinite$5,154,941,766
MELLON FINANCIAL MARKETS, LLC17454MORGAN STANLEY FUNDS PLC140142610/28/2011D/AIndefinite$4,219,390,868
MELLON FINANCIAL MARKETS, LLC17454MORGAN STANLEY FUNDS PLC140142610/29/2010D/AIndefinite$2,103,699,697
MELLON FINANCIAL MARKETS, LLC17454Bank of New York Mellon Corp139077710/03/2013D/A$5,000,000,000$1,948,000,000
MELLON FINANCIAL MARKETS, LLC17454MORGAN STANLEY FUNDS PLC140142610/29/2009D/AIndefinite$1,516,250,287
MELLON FINANCIAL MARKETS, LLC17454Bank of New York Mellon CORP139077710/04/2012D/A$5,000,000,000$1,428,000,000
MELLON FINANCIAL MARKETS, LLC17454Bank of New York Mellon CORP139077710/05/2011D/A$5,000,000,000$150,000,000
MELLON FINANCIAL MARKETS, LLC17454Bank of New York Mellon Corp139077710/02/2014D/A$5,000,000,000$0

10 Results

Display: