Broker-Dealers on SEC Form D for MELLON FINANCIAL MARKETS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MELLON FINANCIAL MARKETS, LLC	17454	MORGAN STANLEY FUNDS PLC	1401426	10/28/2011	D/A	Indefinite	$4,219,390,868
MELLON FINANCIAL MARKETS, LLC	17454	MORGAN STANLEY FUNDS PLC	1401426	10/29/2010	D/A	Indefinite	$2,103,699,697
MELLON FINANCIAL MARKETS, LLC	17454	Bank of New York Mellon Corp	1390777	10/03/2013	D/A	$5,000,000,000	$1,948,000,000
MELLON FINANCIAL MARKETS, LLC	17454	MORGAN STANLEY FUNDS PLC	1401426	10/29/2009	D/A	Indefinite	$1,516,250,287
MELLON FINANCIAL MARKETS, LLC	17454	Bank of New York Mellon CORP	1390777	10/04/2012	D/A	$5,000,000,000	$1,428,000,000

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