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Broker-Dealers on SEC Form D for MELLON FINANCIAL MARKETS, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 11 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MELLON FINANCIAL MARKETS, LLC17454PACIFIC LIFE INSURANCE CO108042910/06/2010D/AIndefinite$61,220,000,000
MELLON FINANCIAL MARKETS, LLC17454PACIFIC LIFE INSURANCE CO108042901/25/2010D/AIndefinite$52,062,500,000
MELLON FINANCIAL MARKETS, LLC17454MORGAN STANLEY FUNDS PLC140142611/07/2012D/AIndefinite$5,154,941,766
MELLON FINANCIAL MARKETS, LLC17454MORGAN STANLEY FUNDS PLC140142610/28/2011D/AIndefinite$4,219,390,868
MELLON FINANCIAL MARKETS, LLC17454MORGAN STANLEY FUNDS PLC140142610/29/2010D/AIndefinite$2,103,699,697
MELLON FINANCIAL MARKETS, LLC17454Bank of New York Mellon Corp139077710/03/2013D/A$5,000,000,000$1,948,000,000
MELLON FINANCIAL MARKETS, LLC17454MORGAN STANLEY FUNDS PLC140142610/29/2009D/AIndefinite$1,516,250,287
MELLON FINANCIAL MARKETS, LLC17454Bank of New York Mellon CORP139077710/04/2012D/A$5,000,000,000$1,428,000,000
MELLON FINANCIAL MARKETS, LLC17454Bank of New York Mellon CORP139077710/05/2011D/A$5,000,000,000$150,000,000
MELLON FINANCIAL MARKETS, LLC17454Bank of New York Mellon CORP139077707/23/2010D$1,500,000,000$110,000,000

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