Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners B-4, LP | 1797658 | 12/27/2019 | D | Indefinite | $8,441,614 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners B-5, LP | 1797722 | 12/27/2019 | D | Indefinite | $8,121,036 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners Series D, LP | 1857509 | 04/16/2021 | D | Indefinite | $7,917,000 |
| CAIS CAPITAL LLC | 154512 | MW Eureka (US) Fund II | 1552911 | 07/17/2013 | D/A | Indefinite | $7,590,037 |
| CAIS CAPITAL LLC | 154512 | Whippoorwill Credit Opportunity Fund, L.P. | 1591624 | 01/20/2015 | D/A | Indefinite | $7,487,424 |
| CAIS CAPITAL LLC | 154512 | BlueMountain CAIS CA Ltd. | 1598413 | 11/30/2015 | D | Indefinite | $7,302,316 |
| CAIS CAPITAL LLC | 154512 | KKR Opportunities (Domestic) Fund Private Investors II L.P. | 1887739 | 11/04/2022 | D/A | Indefinite | $6,250,000 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Private Credit Fund II (Ireland) ICAV Leveraged Fund | 1672434 | 04/22/2016 | D | $250,000,000 | $5,807,900 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners A-5, LP | 1791657 | 10/30/2019 | D | Indefinite | $5,025,853 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners A-4, LP | 1791658 | 10/30/2019 | D | Indefinite | $5,025,853 |