Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 07/15/2013 | D/A | Indefinite | $46,479,775 |
| CAIS CAPITAL LLC | 154512 | MOSAIC REAL ESTATE CREDIT TE, LLC | 1686215 | 10/11/2017 | D/A | Indefinite | $45,267,019 |
| CAIS CAPITAL LLC | 154512 | ATLAS GLOBAL LLC | 1373875 | 04/01/2021 | D/A | Indefinite | $43,006,866 |
| CAIS CAPITAL LLC | 154512 | ATLAS GLOBAL LLC | 1373875 | 10/12/2021 | D/A | Indefinite | $43,006,866 |
| CAIS CAPITAL LLC | 154512 | ATLAS GLOBAL LLC | 1373875 | 04/01/2020 | D/A | Indefinite | $39,796,501 |
| CAIS CAPITAL LLC | 154512 | Ancora Merlin Institutional, Ltd. | 1695701 | 01/20/2023 | D/A | Indefinite | $39,594,791 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 06/13/2013 | D/A | Indefinite | $37,979,775 |
| CAIS CAPITAL LLC | 154512 | ATLAS GLOBAL LLC | 1373875 | 03/29/2022 | D/A | Indefinite | $37,105,484 |
| CAIS CAPITAL LLC | 154512 | GLG Cross Asset Value Offshore Fund Ltd. | 1617767 | 08/26/2014 | D | Indefinite | $36,000,000 |
| CAIS CAPITAL LLC | 154512 | EJF Income Fund Offshore, Ltd. | 1566471 | 03/20/2023 | D/A | Indefinite | $35,309,718 |