Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | Galaxy Crypto Index Fund, L.P. | 1746733 | 07/19/2022 | D/A | Indefinite | $21,191,050 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners B-1, LP | 1797662 | 12/27/2019 | D | Indefinite | $21,104,036 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners A-1, LP | 1791661 | 10/30/2019 | D | Indefinite | $20,103,413 |
| CAIS CAPITAL LLC | 154512 | North Rock Fund, Ltd | 1631067 | 02/14/2020 | D/A | Indefinite | $19,749,309 |
| CAIS CAPITAL LLC | 154512 | 1370 FUND - USRA NET LEASE III LLC | 1713012 | 08/01/2017 | D | Indefinite | $18,750,000 |
| CAIS CAPITAL LLC | 154512 | BTG Pactual Rates Fund, LLC | 1672044 | 02/04/2021 | D/A | Indefinite | $18,677,361 |
| CAIS CAPITAL LLC | 154512 | Related Real Estate Access Fund III, L.P. | 1814543 | 07/24/2020 | D | Indefinite | $16,200,000 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners B-2, LP | 1797661 | 12/27/2019 | D | Indefinite | $15,828,027 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Private Credit Fund II (CAIS) LP | 1643497 | 05/29/2015 | D | $600,000,000 | $14,915,000 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Private Credit Fund II (CAIS) LP | 1643497 | 07/17/2015 | D/A | $600,000,000 | $14,915,000 |