Broker-Dealers on SEC Form D for SALOMON WHITNEY FINANCIAL

Form Ds provide information on individual, unregistered securities offerings.

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SALOMON WHITNEY FINANCIAL	145012	MCI Preferred Income Fund IV, LLC	1774415	06/12/2020	D/A	$500,000,000	$9,110,150
SALOMON WHITNEY FINANCIAL	145012	PRE-IPO ADVANTAGE FUND II, LLC	1919501	07/22/2022	D/A	Indefinite	$7,657,150
SALOMON WHITNEY FINANCIAL	145012	MCI Preferred Income Fund IV, LLC	1774415	03/16/2020	D/A	$500,000,000	$5,882,536
SALOMON WHITNEY FINANCIAL	145012	SP Ventures Fund LLC	1723120	09/20/2019	D/A	$100,000,000	$5,330,745

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