Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SALOMON WHITNEY FINANCIAL | 145012 | SP Ventures Fund LLC | 1723120 | 03/15/2018 | D/A | $100,000,000 | $998,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | SP Ventures Fund 3, LLC | 1771447 | 03/21/2019 | D | $100,000,000 | $550,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | SP Ventures Fund 8, LLC | 1820560 | 08/18/2020 | D | $50,000,000 | $500,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | Niagara Plus Income (Tax Exempt) Feeder LP | 1811381 | 05/20/2021 | D/A | $40,000,000 | $284,440 |
| SALOMON WHITNEY FINANCIAL | 145012 | SP Ventures Fund 2 LLC | 1745783 | 07/17/2018 | D | $100,000,000 | $280,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | CAPITAL ADVANTAGE FUND, LLC, SERIES B | 1912551 | 03/28/2022 | D | Indefinite | $243,750 |
| SALOMON WHITNEY FINANCIAL | 145012 | PRE-IPO ADVANTAGE FUND, LLC SERIES A | 1919496 | 05/08/2023 | D | Indefinite | $130,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | Zipz Acquisition Pool 1, LLC | 1596791 | 04/09/2014 | D | $1,650,000 | $50,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | DRS Inc. | 1421265 | 07/11/2011 | D | $725,000 | $0 |
| SALOMON WHITNEY FINANCIAL | 145012 | GDS VENTURE FUND I LLC | 1756061 | 10/16/2018 | D | $10,000,000 | $0 |