Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SALOMON WHITNEY FINANCIAL | 145012 | Niagara Plus Income Fund LP | 1802349 | 05/19/2022 | D/A | $40,000,000 | $4,827,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | Watt Fuel Cell Corp. | 1520954 | 06/01/2012 | D/A | $8,006,162 | $3,831,250 |
| SALOMON WHITNEY FINANCIAL | 145012 | Watt Fuel Cell Corp. | 1520954 | 04/18/2012 | D/A | $8,006,162 | $3,673,750 |
| SALOMON WHITNEY FINANCIAL | 145012 | Watt Fuel Cell Corp. | 1520954 | 02/08/2012 | D/A | $8,006,162 | $2,903,750 |
| SALOMON WHITNEY FINANCIAL | 145012 | Watt Fuel Cell Corp. | 1520954 | 12/21/2011 | D/A | $8,006,162 | $2,265,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | Niagara Plus Income (Tax Exempt) Feeder LP | 1811381 | 05/19/2022 | D/A | $40,000,000 | $2,098,403 |
| SALOMON WHITNEY FINANCIAL | 145012 | Neighborhood Production LLC | 1741866 | 06/21/2018 | D | $2,500,000 | $2,057,800 |
| SALOMON WHITNEY FINANCIAL | 145012 | Niagara Plus Income Fund LP | 1802349 | 05/20/2021 | D/A | $40,000,000 | $1,550,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | Amazing Energy Oil & Gas, Co. | 1375618 | 05/06/2019 | D | $1,440,000 | $1,440,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | PRE-IPO ADVANTAGE QUALIFIED FUND, LLC | 1919504 | 07/22/2022 | D | Indefinite | $1,400,000 |