Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Wheeler Real Estate Investment Trust, Inc. | 1527541 | 03/24/2015 | D | $93,000,000 | $93,000,000 |
| MAXIM GROUP LLC | 120708 | Centrexion Therapeutics Corp | 1592052 | 01/02/2018 | D | $69,566,532 | $69,566,532 |
| MAXIM GROUP LLC | 120708 | Edge Therapeutics, Inc. | 1472091 | 04/09/2015 | D | $56,000,000 | $55,999,978 |
| MAXIM GROUP LLC | 120708 | Recon Technology, Ltd | 1442620 | 06/23/2021 | D | $54,971,996 | $54,971,996 |
| MAXIM GROUP LLC | 120708 | Shavit Capital Fund III (U.S.), LP | 1640124 | 05/05/2015 | D | $60,000,000 | $52,130,000 |
| MAXIM GROUP LLC | 120708 | X4 Pharmaceuticals, Inc. | 1632304 | 08/28/2015 | D | $37,500,000 | $37,499,999 |
| MAXIM GROUP LLC | 120708 | X4 Pharmaceuticals, Inc. | 1632304 | 11/15/2017 | D | $30,000,000 | $25,838,812 |
| MAXIM GROUP LLC | 120708 | Vedantra Pharmaceuticals, Inc. | 1555192 | 09/14/2018 | D | $36,235,347 | $25,817,848 |
| MAXIM GROUP LLC | 120708 | RestorGenex Corp | 1053691 | 05/22/2014 | D | $50,000,000 | $24,778,500 |
| MAXIM GROUP LLC | 120708 | Lordstown Motors Corp. | 1793648 | 09/04/2020 | D | $24,711,000 | $24,711,000 |