Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | CAIS Third Point Partners LLC | 1523897 | 10/23/2017 | D/A | Indefinite | $99,990,140 |
| MAXIM GROUP LLC | 120708 | CAIS Millennium USA Commitment Fund LLC | 1887100 | 06/07/2022 | D/A | Indefinite | $96,409,450 |
| MAXIM GROUP LLC | 120708 | Wheeler Real Estate Investment Trust, Inc. | 1527541 | 03/24/2015 | D | $93,000,000 | $93,000,000 |
| MAXIM GROUP LLC | 120708 | CAIS Third Point Partners LLC | 1523897 | 10/25/2016 | D/A | Indefinite | $89,473,035 |
| MAXIM GROUP LLC | 120708 | CAIS DES Oculus LLC | 1523891 | 06/01/2021 | D/A | Indefinite | $78,271,973 |
| MAXIM GROUP LLC | 120708 | CAIS DES Oculus LLC | 1523891 | 06/06/2022 | D/A | Indefinite | $78,271,973 |
| MAXIM GROUP LLC | 120708 | CAIS DES Oculus LLC | 1523891 | 06/08/2020 | D/A | Indefinite | $77,821,973 |
| MAXIM GROUP LLC | 120708 | CAIS DES Oculus LLC | 1523891 | 06/08/2020 | D/A | Indefinite | $77,821,973 |
| MAXIM GROUP LLC | 120708 | CAIS DES Oculus LLC | 1523891 | 06/10/2019 | D/A | Indefinite | $76,921,973 |
| MAXIM GROUP LLC | 120708 | CAIS DES Oculus LLC | 1523891 | 06/12/2018 | D/A | Indefinite | $74,171,973 |