Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | CAIS Millennium USA LLC | 1523894 | 06/01/2021 | D/A | Indefinite | $771,176,552 |
| MAXIM GROUP LLC | 120708 | CAIS Millennium USA LLC | 1523894 | 06/07/2022 | D/A | Indefinite | $771,176,552 |
| MAXIM GROUP LLC | 120708 | CAIS Millennium USA LLC | 1523894 | 06/08/2020 | D/A | Indefinite | $707,833,864 |
| MAXIM GROUP LLC | 120708 | CAIS Millennium USA LLC | 1523894 | 06/10/2019 | D/A | Indefinite | $626,890,197 |
| MAXIM GROUP LLC | 120708 | CAIS Millennium USA LLC | 1523894 | 06/10/2019 | D/A | Indefinite | $626,890,197 |
| MAXIM GROUP LLC | 120708 | CAIS Millennium USA LLC | 1523894 | 06/12/2018 | D/A | Indefinite | $530,070,197 |
| MAXIM GROUP LLC | 120708 | CAIS Millennium USA LLC | 1523894 | 10/23/2017 | D/A | Indefinite | $496,175,752 |
| MAXIM GROUP LLC | 120708 | CAIS Millennium Intl. Ltd. | 1523884 | 06/01/2021 | D/A | Indefinite | $444,384,355 |
| MAXIM GROUP LLC | 120708 | CAIS Millennium Intl. Ltd. | 1523884 | 06/07/2022 | D/A | Indefinite | $444,384,355 |
| MAXIM GROUP LLC | 120708 | CAIS Millennium Intl. Ltd. | 1523884 | 06/08/2020 | D/A | Indefinite | $418,824,355 |