Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 99 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
HIGHTOWER SECURITIES, LLC	116681	CAIS AllBlue Ltd.	1523880	09/30/2015	D/A	Indefinite	$24,815,930
HIGHTOWER SECURITIES, LLC	116681	CAIS ESG CROSS BORDER EQUITY FUND LLC	1546544	10/26/2016	D/A	Indefinite	$24,683,019
HIGHTOWER SECURITIES, LLC	116681	CAIS ESG CROSS BORDER EQUITY FUND LLC	1546544	10/23/2017	D/A	Indefinite	$24,683,019
HIGHTOWER SECURITIES, LLC	116681	CAIS ESG CROSS BORDER EQUITY FUND LLC	1546544	06/12/2018	D/A	Indefinite	$24,683,019
HIGHTOWER SECURITIES, LLC	116681	CAIS ESG CROSS BORDER EQUITY FUND LLC	1546544	10/02/2014	D/A	Indefinite	$23,698,018
HIGHTOWER SECURITIES, LLC	116681	CAIS ESG CROSS BORDER EQUITY FUND LLC	1546544	06/04/2014	D/A	Indefinite	$23,498,018
HIGHTOWER SECURITIES, LLC	116681	Altegris Millennium Fund, Ltd.	1536107	02/01/2013	D/A	Indefinite	$23,410,232
HIGHTOWER SECURITIES, LLC	116681	Altegris Visium Fund, L.P.	1560455	10/28/2013	D/A	Indefinite	$22,945,463
HIGHTOWER SECURITIES, LLC	116681	Altegris Paulson Advantage Plus Fund, L.P.	1472224	10/18/2010	D/A	Indefinite	$22,734,973
HIGHTOWER SECURITIES, LLC	116681	CONTINENTAL OPPORTUNITIES FUND, LP	1487620	04/11/2017	D/A	Indefinite	$22,638,005

99 Results

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