Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 47 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
HIGHTOWER SECURITIES, LLC	116681	CAIS GoldenTree Partners LLC	1560555	01/10/2014	D/A	Indefinite	$4,925,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Kingdon Offshore Ltd.	1526693	10/02/2014	D/A	Indefinite	$4,668,600
HIGHTOWER SECURITIES, LLC	116681	Altegris Global Macro II Fund, L.P.	1487204	10/15/2010	D/A	Indefinite	$4,593,855
HIGHTOWER SECURITIES, LLC	116681	Alkeon Asia Growth Offshore Fund, Ltd.	1410036	03/05/2015	D/A	Indefinite	$4,406,360
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson Advantage Plus LLC	1523895	07/20/2012	D/A	Indefinite	$4,195,783
HIGHTOWER SECURITIES, LLC	116681	CAIS Paulson Advantage Plus LLC	1523895	07/19/2013	D/A	Indefinite	$4,195,783
HIGHTOWER SECURITIES, LLC	116681	CAIS Highbridge Capital LLC	1523879	10/02/2014	D/A	Indefinite	$3,980,987
HIGHTOWER SECURITIES, LLC	116681	Alkeon Asia Growth Offshore Fund, Ltd.	1410036	02/24/2016	D/A	Indefinite	$3,887,500
HIGHTOWER SECURITIES, LLC	116681	Alkeon Asia Growth Offshore Fund, Ltd.	1410036	02/23/2017	D/A	Indefinite	$3,887,500
HIGHTOWER SECURITIES, LLC	116681	Alkeon Asia Growth Offshore Fund, Ltd.	1410036	10/26/2017	D/A	Indefinite	$3,887,500

47 Results

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