Broker-Dealers on SEC Form D for HIGHTOWER SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 6 out of 6 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
HIGHTOWER SECURITIES, LLC	116681	CAIS GoldenTree Partners LLC	1560555	10/19/2012	D	Indefinite	$900,000
HIGHTOWER SECURITIES, LLC	116681	CAIS Highbridge Capital Ltd.	1526692	07/27/2011	D	Indefinite	$0
HIGHTOWER SECURITIES, LLC	116681	CAIS Kingdon Offshore Ltd.	1526693	07/27/2011	D	Indefinite	$0
HIGHTOWER SECURITIES, LLC	116681	Avenue Strategic Partners Feeder, L.P.	1518376	06/27/2014	D/A	Indefinite	$0
HIGHTOWER SECURITIES, LLC	116681	Altegris Third Point Fund, Ltd.	1654950	10/07/2015	D	Indefinite	$0
HIGHTOWER SECURITIES, LLC	116681	Clearisle Capital Fund LLC	1787424	07/08/2020	D/A	Indefinite	$0

6 Results

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