Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | Harrington Reinsurance Holdings Ltd | 1679233 | 07/15/2016 | D | $552,118,260 | $552,118,260 |
| USCA SECURITIES LLC | 103789 | ApexOne Multifamily Special Situation Fund IV, LP | 1839605 | 02/24/2021 | D | $250,000,000 | $110,701,714 |
| USCA SECURITIES LLC | 103789 | NexPoint Aviation DST | 1943405 | 01/04/2023 | D | $77,258,899 | $66,770,242 |
| USCA SECURITIES LLC | 103789 | iCapital-SLP V Access Fund, L.P. | 1696569 | 03/29/2017 | D | Indefinite | $46,890,000 |
| USCA SECURITIES LLC | 103789 | Mewbourne Energy Partners 12-A, L.P. | 1547009 | 06/11/2012 | D | $85,000,000 | $20,980,000 |
| USCA SECURITIES LLC | 103789 | 111 W Crocket, LP | 1953982 | 11/29/2022 | D | $14,800,000 | $14,800,000 |
| USCA SECURITIES LLC | 103789 | CAIS BALESTRA CAPITAL PARTNERS LLC | 1539872 | 01/24/2012 | D | Indefinite | $13,025,000 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium Intl. Ltd. | 1523884 | 07/20/2011 | D | Indefinite | $11,076,674 |
| USCA SECURITIES LLC | 103789 | CAIS BlueTrend Fund Ltd. | 1523881 | 07/20/2011 | D | Indefinite | $10,380,008 |
| USCA SECURITIES LLC | 103789 | CAIS DES Composite Fund LLC | 1566447 | 01/10/2013 | D | Indefinite | $10,250,000 |