Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | JoCo JCR Pittsburgh Multifamily Investors, LLC | 1866886 | 06/22/2021 | D | $9,500,000 | $9,500,000 |
| USCA SECURITIES LLC | 103789 | CAIS Blue Trend Fund LLC | 1523892 | 07/20/2011 | D | Indefinite | $8,550,000 |
| USCA SECURITIES LLC | 103789 | CAIS DES Oculus Ltd. | 1523882 | 10/02/2014 | D/A | Indefinite | $8,450,000 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 07/20/2011 | D | Indefinite | $8,350,000 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 10/25/2016 | D/A | Indefinite | $7,841,683 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 10/23/2017 | D/A | Indefinite | $7,841,683 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 06/12/2018 | D/A | Indefinite | $7,841,683 |
| USCA SECURITIES LLC | 103789 | CAIS Kingdon Associates LLC | 1523893 | 09/30/2015 | D/A | Indefinite | $7,665,000 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 07/20/2011 | D | Indefinite | $7,305,000 |
| USCA SECURITIES LLC | 103789 | CAIS GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC | 1544293 | 03/12/2012 | D | Indefinite | $7,265,000 |