Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| USCA SECURITIES LLC | 103789 | Salient MLP Total Return Fund, L.P. | 1589065 | 12/19/2016 | D/A | Indefinite | $843,049,333 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 06/01/2021 | D/A | Indefinite | $771,176,552 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 06/07/2022 | D/A | Indefinite | $771,176,552 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 06/08/2020 | D/A | Indefinite | $707,833,864 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 06/10/2019 | D/A | Indefinite | $626,890,197 |
| USCA SECURITIES LLC | 103789 | CAIS Millennium USA LLC | 1523894 | 06/10/2019 | D/A | Indefinite | $626,890,197 |
| USCA SECURITIES LLC | 103789 | Griffin Capital Qualified Opportunity Zone Fund II, L.P. | 1830097 | 01/05/2022 | D/A | $582,998,205 | $582,998,205 |
| USCA SECURITIES LLC | 103789 | JAM PARTNERS, L.P. | 944774 | 04/28/2023 | D/A | Indefinite | $569,715,518 |
| USCA SECURITIES LLC | 103789 | JAM PARTNERS, L.P. | 944774 | 04/29/2022 | D/A | Indefinite | $568,040,518 |
| USCA SECURITIES LLC | 103789 | JAM PARTNERS, L.P. | 944774 | 04/30/2021 | D/A | Indefinite | $566,132,570 |