Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thurston Springer Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeannette Ann Adcock | 1432053 | 15 | 05/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Louis Rozema | 703960 | 4 | 10/02/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Michael Connolly | 2816098 | 2 | 10/16/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lester Fox | 874119 | 4 | 01/26/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Patterson Corey | 1032543 | 3 | 05/20/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Patterson Corey | 1032543 | 3 | 09/08/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lester Fox | 874119 | 4 | 05/31/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |