Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thurston Springer Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeannette Ann Adcock | 1432053 | 15 | 06/15/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Mark Reynolds | 4077413 | 1 | 08/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark William Damer | 1787015 | 2 | 07/02/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Jeffrey Southworth | 2764040 | 2 | 09/17/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Renfrow Esser | 5742446 | 1 | 07/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul William Murans | 3266607 | 7 | 10/10/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeannette Ann Adcock | 1432053 | 15 | 04/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jon Keith Stucker | 1094241 | 3 | 04/18/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Louis Rozema | 703960 | 4 | 08/05/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kathryn Ann Thieleke | 733223 | 1 | 04/05/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |