Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thurston Springer Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Malcolm Averback | 705997 | 4 | 04/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Kulback Simon | 2923912 | 5 | 04/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tonya Rene' Wright | 4146466 | 1 | 01/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Malcolm Averback | 705997 | 4 | 01/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Kulback Simon | 2923912 | 5 | 01/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Kulback Simon | 2923912 | 5 | 09/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cathey Elaine Fisher | 5302882 | 2 | 10/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Malcolm Averback | 705997 | 4 | 01/26/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Kulback Simon | 2923912 | 5 | 01/26/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Kulback Simon | 2923912 | 5 | 12/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |