Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Anthony Angelo | 1373178 | 1 | 08/07/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Deborah L Bauer | 1039606 | 1 | 07/30/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Jenkins | 2562513 | 3 | 07/30/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Mark Jeffrey Grueninger | 3031348 | 1 | 07/10/2024 | Customer Dispute | Pending | $1,885,550.00 | $0.00 | See FINRA Report |
| Michael John Meniktas | 3186445 | 1 | 07/02/2024 | Customer Dispute | Pending | $1,036,310.00 | $0.00 | See FINRA Report |
| Tyler Layton Childs | 6057499 | 1 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Dean J John Meniktas | 2553748 | 1 | 07/02/2024 | Customer Dispute | Pending | $1,036,310.00 | $0.00 | See FINRA Report |
| Zachary Duvall Anderson | 3247098 | 1 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Anderson Barter | 2975538 | 1 | 06/25/2024 | Customer Dispute | Pending | $18,000,000.00 | $0.00 | See FINRA Report |
| Aishka O Lugo | 4419998 | 22 | 06/10/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |