Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marlo A Jackson | 2584250 | 1 | 12/14/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Donald T Hill | 3163186 | 2 | 11/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arturo Enrique Reyes | 5665908 | 1 | 06/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Owen Joseph Galasso | 4047721 | 3 | 05/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meghan Taylor Orourke | 7544295 | 1 | 05/04/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Katsiaryna Dinar | 5800579 | 7 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katsiaryna Dinar | 5800579 | 7 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katsiaryna Dinar | 5800579 | 7 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katsiaryna Dinar | 5800579 | 7 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katsiaryna Dinar | 5800579 | 7 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |