Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Karen Schuman Zeis | 4665595 | 1 | 04/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Melvin D Brittian | 6861467 | 2 | 04/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Matthew B Seukunian | 6219396 | 2 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Matthew B Seukunian | 6219396 | 2 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Paul Logan | 7318968 | 2 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Derar Suleiman Damra | 6870460 | 5 | 10/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Derar Suleiman Damra | 6870460 | 5 | 10/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Derar Suleiman Damra | 6870460 | 5 | 10/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Margaret Mary Madden | 1130729 | 1 | 10/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Gina Jamurath | 5407650 | 2 | 07/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |