Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen James Wilson | 726212 | 1 | 07/30/1984 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jay P Mechling | 1238949 | 4 | 03/02/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |