Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arive Capital Markets. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Dennis Salerno | 4527806 | 4 | 02/12/2021 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Thomas Francis Sullivan | 1145000 | 3 | 11/28/2018 | Customer Dispute | Settled | $231,758.00 | $0.00 | See FINRA Report |
| Roy Joseph Failla | 2786551 | 4 | 05/29/2018 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Michael Dennis Salerno | 4527806 | 4 | 06/15/2017 | Customer Dispute | Settled | $69,768.00 | $0.00 | See FINRA Report |
| Roy Joseph Failla | 2786551 | 4 | 05/25/2010 | Customer Dispute | Settled | $417,000.00 | $0.00 | See FINRA Report |
| Roy Joseph Failla | 2786551 | 4 | 02/19/2010 | Customer Dispute | Settled | $299,817.00 | $0.00 | See FINRA Report |