Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arive Capital Markets. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Dennis Salerno | 4527806 | 4 | 07/07/2017 | Customer Dispute | Denied | $44,191.20 | $0.00 | See FINRA Report |
Ricardo Nkrumah Rose | 4225756 | 3 | 07/01/2004 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |