Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arive Capital Markets. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Frank Lucchetto | 4648994 | 2 | 01/19/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roy Joseph Failla | 2786551 | 4 | 01/04/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Sullivan | 1145000 | 3 | 10/31/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |