Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Earl McGill | 1309727 | 3 | 06/12/2024 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| Daniel Matthew Lundquist | 2784929 | 2 | 02/26/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Merriam Jeanne Rink | 1380705 | 1 | 04/24/2023 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Jeffrey William Peters | 2580603 | 1 | 04/24/2023 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Andrew John McCausland | 1595011 | 1 | 04/11/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Walter David Nagle | 2208043 | 2 | 03/10/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Michael Armour | 705645 | 4 | 11/28/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| David Lee Frohlichstein | 1582362 | 1 | 10/10/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Wilfredo Raul Miranda | 3273284 | 2 | 10/10/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Wilfredo Raul Miranda | 6207329 | 1 | 10/10/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |