Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Ernest Davis | 1601521 | 2 | 02/21/2020 | Customer Dispute | Closed-No Action | $92,707.00 | $0.00 | See FINRA Report |
| Thomas M Mincy | 5339845 | 1 | 08/31/2018 | Customer Dispute | Closed-No Action | $115,123.00 | $0.00 | See FINRA Report |
| John Anthony Wenstrup | 1128766 | 2 | 03/30/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Travis John Wolfe | 5851265 | 2 | 02/16/2017 | Customer Dispute | Closed-No Action | $159,977.00 | $0.00 | See FINRA Report |
| Brad Vincent Stuart | 5440998 | 1 | 12/14/2009 | Customer Dispute | Closed-No Action | $8,560.00 | $0.00 | See FINRA Report |
| Mark Samuel Epps | 2185338 | 2 | 10/29/2008 | Customer Dispute | Closed-No Action | $13,000.00 | $0.00 | See FINRA Report |
| Gary Raymond Arblaster | 2480682 | 1 | 04/14/1999 | Customer Dispute | Closed-No Action | $16,944.60 | $0.00 | See FINRA Report |