Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ausdal Financial Partners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey S Hartfield | 1637055 | 5 | 12/21/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey S Hartfield | 1637055 | 5 | 08/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey S Hartfield | 1637055 | 5 | 03/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey S Hartfield | 1637055 | 5 | 06/03/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur John Pedgrift | 2216418 | 1 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel A Julian | 4488869 | 2 | 02/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Emmett Burns | 1286211 | 3 | 09/28/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Scherrer | 1987680 | 5 | 08/17/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Walter Kiley | 2630201 | 9 | 04/15/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Roy Wilson | 4576995 | 2 | 03/16/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |