Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colliers Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Pedro Antonio Suazo | 2518989 | 2 | 05/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Timothy Dolan | 1209079 | 2 | 12/14/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Duane Jacobson | 1976541 | 1 | 10/18/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Pedro Antonio Suazo | 2518989 | 2 | 01/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Daniel Roger Leland | 1157737 | 4 | 01/10/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Daniel Roger Leland | 1157737 | 4 | 09/24/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Charles Conger Ervin | 828926 | 3 | 03/09/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Charles Conger Ervin | 828926 | 3 | 01/28/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |