Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colliers Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Jeffrey Grant | 227528 | 1 | 05/18/2011 | Customer Dispute | Award / Judgment | $1,000,000.00 | $49,000.00 | See FINRA Report |
Michael Timothy Dolan | 1209079 | 2 | 12/24/2008 | Customer Dispute | Settled | $54,173.10 | $0.00 | See FINRA Report |
Dennis Michael Martin | 2082573 | 1 | 07/03/2006 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
Mark Kenneth Johnson | 1433801 | 1 | 06/09/2004 | Customer Dispute | Settled | $18,422.00 | $0.00 | See FINRA Report |
Daniel Roger Leland | 1157737 | 4 | 01/18/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Daniel Roger Leland | 1157737 | 4 | 06/28/2001 | Customer Dispute | Settled | $8,200,000.00 | $0.00 | See FINRA Report |