Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colliers Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pedro Antonio Suazo | 2518989 | 2 | 05/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Timothy Dolan | 1209079 | 2 | 12/14/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Duane Jacobson | 1976541 | 1 | 10/18/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pedro Antonio Suazo | 2518989 | 2 | 01/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Jeffrey Grant | 227528 | 1 | 05/18/2011 | Customer Dispute | Award / Judgment | $1,000,000.00 | $49,000.00 | See FINRA Report |
| Michael Timothy Dolan | 1209079 | 2 | 12/24/2008 | Customer Dispute | Settled | $54,173.10 | $0.00 | See FINRA Report |
| Dennis Michael Martin | 2082573 | 1 | 07/03/2006 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Daniel Roger Leland | 1157737 | 4 | 01/10/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David John Toti | 4582077 | 1 | 01/06/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Roger Leland | 1157737 | 4 | 09/24/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |