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FINRA Broker Disclosures for Colliers Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colliers Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 17 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Terry Lynn Hall1769542112/20/2023FinancialPending$0.00$0.00See FINRA Report
Pedro Antonio Suazo2518989205/17/2017FinancialFinal$0.00$0.00See FINRA Report
Michael Timothy Dolan1209079212/14/2016RegulatoryFinal$0.00$0.00See FINRA Report
Jeffrey Duane Jacobson1976541110/18/2016RegulatoryFinal$0.00$0.00See FINRA Report
Pedro Antonio Suazo2518989201/23/2016FinancialFinal$0.00$0.00See FINRA Report
Mark Jeffrey Grant227528105/18/2011Customer DisputeAward / Judgment$1,000,000.00$49,000.00See FINRA Report
Michael Timothy Dolan1209079212/24/2008Customer DisputeSettled$54,173.10$0.00See FINRA Report
Dennis Michael Martin2082573107/03/2006Customer DisputeClosed-No Action$25,000.00$0.00See FINRA Report
Daniel Roger Leland1157737401/10/2005RegulatoryFinal$0.00$0.00See FINRA Report
Daniel Roger Leland1157737409/24/2004RegulatoryFinal$0.00$0.00See FINRA Report

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