Our Staff has compiled our research into a database of FINRA Broker Disclosures for FSC Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Ellen Suite-Arnold | 1399665 | 2 | 07/01/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alfred Peter Czerniewski | 1675035 | 5 | 05/13/2021 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Alfred Peter Czerniewski | 1675035 | 5 | 05/13/2021 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| James John Horst | 3080075 | 1 | 04/28/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Alfred Peter Czerniewski | 1675035 | 5 | 02/12/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Louis Martin Wargo | 1416101 | 4 | 01/14/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Louis Martin Wargo | 1416101 | 4 | 09/24/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lee Reuel Kramer | 1465416 | 12 | 08/04/2020 | Customer Dispute | Settled | $62,000.00 | $0.00 | See FINRA Report |
| Jason A Shelby | 4589734 | 2 | 04/15/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Alvin Shelby | 1746062 | 2 | 04/15/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |