Our Staff has compiled our research into a database of FINRA Broker Disclosures for FSC Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Briseno | 1177246 | 3 | 05/06/2020 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Sean Amin Monshipouri | 5241125 | 1 | 10/16/2018 | Customer Dispute | Closed-No Action | $75.00 | $0.00 | See FINRA Report |
| Shayne Dean Kuebler | 3255878 | 4 | 06/23/2010 | Customer Dispute | Closed-No Action | $328,107.00 | $0.00 | See FINRA Report |
| Shayne Dean Kuebler | 3255878 | 4 | 01/07/2010 | Customer Dispute | Closed-No Action | $164,000.00 | $0.00 | See FINRA Report |
| Peter Michael Shurow | 3157457 | 1 | 07/06/2009 | Customer Dispute | Closed-No Action | $36,868.00 | $0.00 | See FINRA Report |
| William Edward Galvin | 2036913 | 1 | 10/20/2008 | Customer Dispute | Closed-No Action | $9,879.00 | $0.00 | See FINRA Report |
| Richard March Hoe | 247487 | 2 | 06/09/2008 | Customer Dispute | Closed-No Action | $56,000.00 | $0.00 | See FINRA Report |
| Darren Mitchell Brennan | 2729234 | 4 | 03/21/2006 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Glen Edward Holmes | 1245565 | 2 | 05/25/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Cumbo | 2702174 | 2 | 06/26/2003 | Customer Dispute | Closed-No Action | $47,000.00 | $0.00 | See FINRA Report |