Our Staff has compiled our research into a database of FINRA Broker Disclosures for FSC Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Gerard Accardo | 3000762 | 2 | 10/24/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Robert Bregen | 2380377 | 1 | 01/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Gordon Tegtmeier-Hedinger | 4042452 | 2 | 10/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee | 4241734 | 2 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee | 4241734 | 2 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Brown | 4214896 | 16 | 08/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Ellen Suite-Arnold | 1399665 | 2 | 07/01/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Enrique Felix Cotto | 5475364 | 1 | 06/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred Peter Czerniewski | 1675035 | 5 | 05/13/2021 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Alfred Peter Czerniewski | 1675035 | 5 | 05/13/2021 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |