Our Staff has compiled our research into a database of FINRA Broker Disclosures for Huntleigh Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Sullivan | 2289931 | 1 | 07/20/2021 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Edmundo Javier Garza | 2159416 | 2 | 06/25/2019 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Myrna Milagros Rivera | 734396 | 2 | 06/25/2019 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Nydia Lopez Garcia Vega | 1216315 | 1 | 06/25/2019 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| William Morris Stern | 1454434 | 1 | 04/30/2018 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |
| Robert Stephen Rich | 375448 | 2 | 02/03/2012 | Customer Dispute | Settled | $2,900,000.00 | $0.00 | See FINRA Report |
| Robert Stephen Rich | 375448 | 2 | 10/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Manuel Salamone | 1292008 | 2 | 08/08/2007 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| William Lawrence Chambers | 1158898 | 4 | 07/13/2001 | Customer Dispute | Settled | $384,042.00 | $0.00 | See FINRA Report |
| Robert Earl Faulkner | 849152 | 4 | 02/28/2000 | Customer Dispute | Settled | $131,933.00 | $0.00 | See FINRA Report |