Our Staff has compiled our research into a database of FINRA Broker Disclosures for Huntleigh Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Sullivan | 2289931 | 1 | 07/20/2021 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Edmundo Javier Garza | 2159416 | 2 | 06/25/2019 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Myrna Milagros Rivera | 734396 | 2 | 06/25/2019 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Nydia Lopez Garcia Vega | 1216315 | 1 | 06/25/2019 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| William Morris Stern | 1454434 | 1 | 04/30/2018 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |
| William Lawrence Chambers | 1158898 | 4 | 02/23/2015 | Customer Dispute | Closed-No Action | $15,500.00 | $0.00 | See FINRA Report |
| Robert Lewis Chambers | 1231649 | 2 | 07/17/2013 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Robert Stephen Rich | 375448 | 2 | 02/03/2012 | Customer Dispute | Settled | $2,900,000.00 | $0.00 | See FINRA Report |
| Michael Barker McClellan | 3142370 | 1 | 06/01/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Manuel Salamone | 1292008 | 2 | 12/23/2010 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |