Our Staff has compiled our research into a database of FINRA Broker Disclosures for Huntleigh Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Allen Wood | 3079104 | 5 | 08/17/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Sullivan | 2289931 | 1 | 07/20/2021 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Eric Allen Wood | 3079104 | 5 | 09/28/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edmundo Javier Garza | 2159416 | 2 | 06/25/2019 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Myrna Milagros Rivera | 734396 | 2 | 06/25/2019 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Nydia Lopez Garcia Vega | 1216315 | 1 | 06/25/2019 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| A C Brown | 2982569 | 2 | 05/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Morris Stern | 1454434 | 1 | 04/30/2018 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |
| Daniel Jerome Lecure | 3144262 | 2 | 03/28/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Lawrence Chambers | 1158898 | 4 | 02/23/2015 | Customer Dispute | Closed-No Action | $15,500.00 | $0.00 | See FINRA Report |