Our Staff has compiled our research into a database of FINRA Broker Disclosures for Samuel A Ramirez & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel James Devaney | 501319 | 5 | 05/01/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Harris Gutman | 1792398 | 1 | 05/21/1996 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |