Our Staff has compiled our research into a database of FINRA Broker Disclosures for Samuel A Ramirez & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Estefania Maria Garcia | 6518879 | 7 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estefania Maria Garcia | 6518879 | 7 | 07/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Henry Trinkus | 2775582 | 2 | 06/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Estefania Maria Garcia | 6518879 | 7 | 02/02/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Estefania Maria Garcia | 6518879 | 7 | 08/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estefania Maria Garcia | 6518879 | 7 | 06/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estefania Maria Garcia | 6518879 | 7 | 05/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estefania Maria Garcia | 6518879 | 7 | 04/15/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Allen Stewart Khanchik | 5173556 | 1 | 07/10/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel James Devaney | 501319 | 5 | 10/17/2008 | Customer Dispute | Award / Judgment | $159,038.00 | $53,000.00 | See FINRA Report |