Our Staff has compiled our research into a database of FINRA Broker Disclosures for Samuel A Ramirez & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Estefania Maria Garcia | 6518879 | 7 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estefania Maria Garcia | 6518879 | 7 | 07/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estefania Maria Garcia | 6518879 | 7 | 08/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estefania Maria Garcia | 6518879 | 7 | 06/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estefania Maria Garcia | 6518879 | 7 | 05/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Kevin Kelly | 1248307 | 1 | 05/23/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel James Devaney | 501319 | 5 | 05/31/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel James Devaney | 501319 | 5 | 11/16/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |