Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southstate|Duncanwilliams Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Clifford Gross | 1078889 | 6 | 04/17/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alan Steinberg | 1143375 | 1 | 06/21/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |