Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southstate|Duncanwilliams Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ronald Clifford Gross | 1078889 | 6 | 03/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ronald Clifford Gross | 1078889 | 6 | 10/29/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ronald Clifford Gross | 1078889 | 6 | 02/18/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |