Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southstate|Duncanwilliams Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Michael Jordan | 2329239 | 1 | 04/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Clifford Gross | 1078889 | 6 | 03/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Clifford Gross | 1078889 | 6 | 10/29/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Clifford Gross | 1078889 | 6 | 02/18/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick McBride Boyer | 6076414 | 1 | 10/26/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Clifford Gross | 1078889 | 6 | 04/17/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Clifford Gross | 1078889 | 6 | 05/24/1995 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| William Gaylord | 4790390 | 1 | 05/08/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alan Steinberg | 1143375 | 1 | 06/21/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Clifford Gross | 1078889 | 6 | 01/18/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |