Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paulson Investment Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mingyang Li | 6446312 | 1 | 06/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Daniel James Mancuso | 2519423 | 4 | 02/27/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |