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FINRA Broker Disclosures for Paulson Investment Company LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Paulson Investment Company LLC. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mingyang Li6446312106/17/2021Employment Separation After Allegations$0.00$0.00See FINRA Report
Daniel James Mancuso2519423402/27/2012Employment Separation After Allegations$0.00$0.00See FINRA Report

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